Northern Lights Distributors, LLC (formerly Aquarius Fund Distributors, LLC) is
a broker/dealer and mutual fund distributor registered in all 50 states, Puerto
Rico and the District of Columbia.
Whether it's fund distribution or compliance, let's face it, you need an
expert to guide you through the maze and protect your fund, your employees, and
even your shareholders from costly mistakes. As a company born and managed
from investment advisor roots, we understand the challenges you face. What
affects you affects us. Your quest to properly distribute your fund couldn't
have a better advocate than Northern Lights Distributors, LLC.
How does an advisor quickly adapt to the ever changing web of rules and regulations
a mutual fund must follow? That's easy - when you partner with Northern
Lights Distributors, LLC. Flexibility and agility are key traits we embody,
which enable us to quickly turn around your advertising review, help your fund embrace
changes in regulations, and provide solutions to your other distribution needs.
Your fund is important to us and you deserve prompt, reliable service and individualized
attention. Whether you're using our distribution services to access hundreds
of established selling agreements, process 12b-1 payments, trade via NSCC, or submit
materials for advertising review, you'll find Northern Lights Distributors,
LLC's services uncomplicated, affordable, and responsive.