Selling Agreements
The Northern Lights Fund Trust is available through Gemini Fund Services, LLC.
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The Northern Lights Fund Trust has established many selling agreements with broker/dealers
and banks. Funds within the Northern Lights Fund Trust are able to take advantage
of this and greatly reduce the amount of time it takes to establish a selling agreement
for their fund. Below is the list of selling agreements we currently have established:
- Abshier Webb & Donnelly, Inc.
- Advantage Capital Corporation (Addendum Required to add Fund)
- Advisors Clearing Network, Inc.
- AFA Financial Group, LLC
- Allstate Financial Services, LLC
- American Portfolios Financial Services, Inc.
- American Wealth Management, Inc.
- Ameriprise Advisor Services, Inc.
- Ameriprise Financial Services, Inc.
- Ameritas Investment Corp.
- Arque Capital, LTD.
- Associated Securities Corp.
- Aura Financial Services, Inc.
- Ausdal Financial Partners, Inc.
- Avisen Securities, Inc.
- Bancnorth Investment Group, Inc.
- Barclays Capital Inc.
- Berthel, Fisher & Company Financial Services, Inc.
- BFT Financial Group, LLC
- Biondo Asset Management LLC
- Brokers International Financial Services, LLC
- BrownCo LLC
- Cadaret, Grant & Co., Inc.
- Calton & Associates, Inc.
- Cambridge Investment Research, Inc.
- Cambridge Legacy Securities L.L.C.
- Cantella & Co., Inc.
- Capital Analysts, Incorporated
- Capital Financial Services, Inc.
- Capital Guardian, LLC
- Capital Investment Brokerage, Inc.
- Capital Investment Group, Inc.
- Capitol Securities Management, Inc.
- CAPTRUST Financial Advisors
- Cascade Financial Management, Inc.
- Centaurus Financial, Inc.
- Charles Schwab & Co., Inc (Separate Agreement Required to add Fund)
- City Securities Corporation
- Clearview Correspondent Services, LLC
- Comerica Bank
- Commonwealth Financial Network
- Coordinated Capital Securities, Inc.
- Credit Suisse Securities (USA) LLC
- CRI Securities, Inc.
- Crowell, Weedon & Co.
- Crown Capital Securities, L.P.
- Cutter and Company Brokerage, Inc.
- D.A. Davidson & Co.
- Davenport & Company LLC
- Delta Equity Services Corporation
- Deutsche Bank Securities, Inc.
- DeWaay Financial Network, LLC
- Dinosaur Securities, L.L.C
- Dougherty & Company LLC
- E*Trade Clearing LLC
- EDI Financial, Inc.
- Ensemble Financial Services, Inc.
- Essex Securities LLC
- FBT Investments, Inc.
- Ferris, Baker Watts Incorporated
- Fidelity Investments (Separate Agreement Required to add Fund)
- Financial Advisers of America, LLC
- Financial Network Investment Corporation
- Financial West Group
- Fintegra, LLC
- First Allied Securities, Inc.
- First Financial Equity Corporation
- First Heartland Capital Inc.
- First Independent Financial Services, Inc.
- First Liberties Financial
- First Republic Securities Company, LLC
- First Southwest Company
- First Tennessee Brokerage, Inc.
- First Wall Street Corp.
- Foliofn Investments, Inc.
- Foothill Securities, Inc.
- Forsyth Securities, Inc.
- Fortune Financial Services, Inc.
- Founders Financial Securities LLC
- Freedom Investors Corp.
- Frontier Trust Company
- FSC Securities Corporation (Addendum Required to add Fund)
- Fulcrum Securities, Inc.
- G.A. Repple & Company
- Gary Goldberg & Co., Inc.
- Geneos Wealth Management, Inc.
- Genworth Financial Trust Company
- Gradient Securities, LLC
- GunnAllen Financial Inc.
- GWN Securities Inc.
- H. Beck, Inc.
- H.D. Vest Investment Securities, Inc.
- Harbour Investments, Inc.
- HBW Securities LLC
- Herbert J. Sims & Co. Inc.
- Hewitt Financial Services LLC
- HRC Investment Services, Inc.
- HSBC Securities (USA), Inc.
- IMS Securities, Inc.
- Independent Financial Group, LLC
- ING Financial Partners, Inc.
- International Assets Advisory, LLC
- Invest Financial Corporation
- Investacorp, Inc.
- The Investment Center, Inc.
- Investment Centers of America, Inc.
- Investment Planners, Inc.
- Investors Capital Corp.
- Investors Security Company, Inc.
- J K R & Company, Inc.
- J.J.B. Hilliard, W.L. Lyons, Inc.
- J.K. Financial Services, Inc.
- J.P. Morgan Securities, Inc.
- J.P. Turner & Company, L.L.C.
- J.W. Cole Financial, Inc.
- Janney Montgomery Scott LLC
- Kaiser and Company
- Kalos Capital, Inc.
- KMS Financial Services, Inc.
- Kovack Securities, Inc.
- LANDAAS & Company
- Legent Clearing
- Lincoln Financial Advisors Corporation
- Lincoln Financial Securities Corporation
- Linsco/Private Ledger Corp.
- Loring Ward Securities, Inc.
- Lowell & Company, Inc.
- MBSC Securities Corporation
- McNally Financial Services Corporation
- Mesirow Financial, Inc.
- MHA Financial Corp
- Mid Atlantic Capital Corporation
- Milkie/Ferguson Investments, Inc.
- Minnesota Valley Investments
- MMC Securities Corp.
- MML Investors Services, Inc.
- Money Concepts Capital Corp
- Moors & Cabot, Inc.
- Morgan Keegan & Company, Inc.
- MSCS Financial Services, LLC (Separate Agreement Required to add Fund)
- Multi-Financial Securities Corporation
- Mutual Service Corporation
- MWA Financial Services, Inc.
- National Independent Trust Company
- National Investors Services Corporation
- National Pension & Group Consultants, Inc
- National Planning Corporation
- Nations Financial Group, Inc.
- Nationwide Planning Associates, Inc.
- NBC Securities, Inc.
- Newbridge Securities Corporation
- NEXT Financial Group, Inc.
- NFP Securities, Inc.
- Northeast Securities, Inc.
- NPB Financial Group LLC
- NRP Financial, Inc.
- Okoboji Financial Services, Inc.
- optionsXpress, Inc.
- P.J. Robb Variable Corporation
- Pacific West Securities
- Penson Financial Services, Inc.
- Pershing LLC
- Petersen Investments, Inc.
- PlanMember Securities Corporation
- Portfolio Brokerage Services, Inc.
- Primevest Financial Services, Inc.
- ProEquities, Inc.
- Prospera Financial Services, Inc.
- Protected Investors of America
- QA3 Financial Corp.
- Quest Capital Strategies, Inc.
- Questar Capital Corporation
- Raymond James & Associates, Inc.
- Raymond James Financial Services, Inc.
- RBC Capital Markets Corporation
- Regional Investment Services, Inc.
- Rhodes Securities, Inc.
- Ridge Clearing & Outsourcing Solutions, Inc.
- Ridgeway & Conger, Inc.
- RIM Securities LLC
- Robert W. Baird & Co. Inc.
- Royal Alliance Associates, Inc. (Addendum Required to add Fund)
- Ryan, Beck & Co.
- SagePoint Financial, Inc. (Addendum Required to add Fund)
- Sammons Securities Company, LLC
- Sanders Morris Harris Inc.
- Saxony Securities, Inc.
- SCF Securities, Inc.
- Scottrade, Inc.
- Securian Financial Services, Inc.
- Securities America, Inc.
- Securities Service Network, Inc.
- Sentinel Securities, Inc.
- Shareholders Service Group, Inc.
- Sigma Financial Corporation
- Silver Oak Securities, Incorporated
- Sorrento Pacific Financial, LLC
- Southwest Securities, Inc.
- Spencer Clarke LLC
- Stanford Group Company
- Stephen A. Kohn & Associates, LTD.
- Stephens Inc.
- Sterne, Agee & Leech, Inc.
- Stifel, Nicolaus & Company, Incorporated
- Stockcross Financial Services, Inc.
- Stone & Youngberg LLC
- Summit Equities, Inc.
- SummitAlliance Securities, L.L.C.
- Sunbelt Securities, Inc.
- Synergy Investment Group, LLC
- T.R. Winston & Company, LLC
- TD Ameritrade Clearing, Inc. (Agreement Required)
- TD Ameritrade, Inc. (Agreement Required)
- TFS Securities, Inc.
- Titan Securities
- Trade-PMR Inc.
- TradeStation Securities, Inc.
- Triad Advisors, Inc.
- Triune Capital Advisors LLC
- Trust Company of America
- United Equity Securities, LLC
- United Planners Financial Services of America
- USA Financial Securities Corporation
- VSR Financial Services, Inc.
- W.H. Colson Securities, Inc.
- Wall Street Financial Group, Inc.
- Waterford Investor Services, Inc.
- Waterstone Financial Group, Inc.
- Wedbush Morgan Securities, Inc.
- Wells Fargo Advisors, LLC & First Clearing, LLC
- Wells Fargo Investments, LLC
- Western International Securities, Inc.
- Westport Resources Investment Services, Inc.
- WFG Investments, Inc.
- Wiley Bros. - Aintree Capital, LLC
- William Blair & Company
- Wilmington Trust Company
- Wilmington Trust Retirement and Institutional Services Company
- Winslow, Evans & Crocker, Inc.
- Workman Securities Corporation
- World Equity Group, Inc.
- Wunderlich Securities, Inc.
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