Webinar Replays
The Northern Lights Fund Trust is available through Gemini Fund Services, LLC.
Webinar Replays

Assessing the Worth of Your Financial Practice

Tuesday Aug 17, 2010

Speaker(s): David Grau, Jr from FP Transitions

Details: 

To watch the presentation, click here. In this webinar, David discusses:

  • Valuation
  • Succession planning
  • Buying and selling
  • Tools for evaluating worth


Marketing Your Financial Practice

Tuesday Jul 20, 2010

Speaker(s): Sam Richter, ActiFi, Inc.

Details: In this webinar, Sam discussed:

  • Search engine optimization (SEO)
  • Assessment and measurement tools
  • Plan development and implementation
  • Brand promotion
  • Relationship intelligence


Quarterly Compliance Call: Your Next SEC Exam...Are You Prepared?

Thursday Jul 8, 2010

Speaker(s): Brian Kawakami, Ascendant Compliance & Emile Molineaux, Gemini

Details: Brian Kawakami offered some tips on preparing for your next SEC exam in this informational call.


Exchanging Return on Investment (ROI) for Return on Life (ROL)

Tuesday Jun 15, 2010

Speaker(s): Mitch Anthony, Founder and President of Advisor Insights, Inc.

Details: Listen to this call and hear Mitch Anthony speak about:

  • The tremendous positive impact shifting focus from ROI to ROL can have on an advisor/client relationship
  • Communicating the deep value an advisor can provide to his/her clients
  • Why the ROL proposition is one advisors can keep
  • The key factors on which ROL success rests
  • How advisors can change their focus with their clients


Dissecting Roth Conversions: Who Should Make the Switch?

Tuesday May 18, 2010

Speaker(s): Eric Harrell, PIEtech, Inc. and MoneyGuidePro

Details: 

Roth IRA rules have changed! Hear about:

  • Tax implications
  • Economic perspectives
  • Psychology behind the conversion
  • What you need to know to make a solid evaluation


Quarterly Compliance Call: Critical Custody Rules for Mutual Funds and Advisers

Thursday Apr 15, 2010

Speaker(s): Marc Collins, Thompson Hine LLP & Emile Molineaux, Gemini

Details: Marc and Emile discussed:

  • Mutual fund custody requirements under Rule 17f under the Investment Company Act of 1940
  • New amendments to rules governing custody by Advisers under Rule 206(4)-2 of the Investment Advisers Act of 1940


0367-NLC-4/21/2008
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